Tom Bauman, CFP®, RICP®, ChFC®
Director of Investments
Tom’s responsibilities include all areas of investment policy and design. In 2012, Tom was awarded the prestigious Five Star Wealth Managers Award* for his quality in strategy and service. Tom’s hands-on approach keeps all parties on track with their own unique goals, giving clients countless opportunities to clearly understand the journey they will take in order reach their desired outcomes. Tom has been an employee of Northeast Financial Network since 2002, and works in support of I. M. Financial.
Registered Representative and Financial Advisor of Park Avenue Securities LLC (PAS). Financial Representative of The Guardian Life Insurance Company of America® (Guardian), New York, NY. CA Insurance License #0F15970. *Guardian does not issue or endorse this third-party award.